Colin is a member of LGWM's Securities Litigation and Professional Liability Practice Groups. He spends a substantial portion of his practice representing broker dealers and registered representatives in securities arbitrations and in state and federal court in claims involving allegations of sales practice violations, unsuitability, churning, misrepresentation, and selling away. Colin also handles regulatory matters before FINRA, the SEC, and state securities agencies.
Colin also handles professional liability matters in state and federal court, including the defense of corporate directors and officers, as well as design professionals and general contractors in both commercial and residential projects. He also represents subcontractors in various construction disputes. The rest of Colin’s practice is devoted to representing other professionals, including appraisers, surveyors, accountants, and real estate agents.